-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WavYwInRbmgbY5ltQUgEZYskfBNKH2NhjydlVtvQhZGnCBowWEHTeX2fQDphOGMo lq6v0xhojZeW5+uS6MIUqQ== 0000913849-00-000029.txt : 20000215 0000913849-00-000029.hdr.sgml : 20000215 ACCESSION NUMBER: 0000913849-00-000029 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MIDWEST BANC HOLDINGS INC CENTRAL INDEX KEY: 0001051379 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 363252484 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-55861 FILM NUMBER: 543444 BUSINESS ADDRESS: STREET 1: 501 W NORTH AVE CITY: MELROSE PARK STATE: IL ZIP: 60160 BUSINESS PHONE: 7088651053 MAIL ADDRESS: STREET 1: 501 WEST NORTH AVENUE CITY: MELROSE PARK STATE: IL ZIP: 60160 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ROSASCO LEROY CENTRAL INDEX KEY: 0001079863 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 501 WEST NORTH AVENUE CITY: MELROSE PARK STATE: IL ZIP: 60160 BUSINESS PHONE: 7088651053 MAIL ADDRESS: STREET 1: 501 WEST NORTH AVENUE CITY: MELROSE PARK STATE: IL ZIP: 60160 SC 13G/A 1 SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 2) MIDWEST BANC HOLDINGS, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - -------------------------------------------------------------------------------- (Title of Class of Securities) 598251106000 - -------------------------------------------------------------------------------- (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |_| Rule 13d-1(c) |X| Rule 13d-1(d) - ------------------------ CUSIP NO. 598251106000 13G PAGE 2 OF 5 PAGES - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON(S) I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) LeRoy Rosasco - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] N/A (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen - -------------------------------------------------------------------------------- NUMBER OF 5. SOLE VOTING POWER SHARES 834,450 BENEFICIALLY -------------------------------------------------------------- OWNED BY 6. SHARED VOTING POWER EACH 168,000 REPORTING -------------------------------------------------------------- PERSON 7. SOLE DISPOSITIVE POWER WITH 834,450 -------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 168,000 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,002,450 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* N/A [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.2% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! 13G PAGE 3 OF 5 PAGES ITEM 1. (a) NAME OF ISSUER: Midwest Banc Holdings, Inc. -------------------------------------------------------------- (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 501 West North Avenue Melrose Park, IL 60160 -------------------------------------------------------------- ITEM 2. (a) NAME OF PERSON FILING: LeRoy Rosasco -------------------------------------------------------------- (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR IF NONE, RESIDENCE: 1009 Bonnie Brae #3C River Forest, IL 60305 -------------------------------------------------------------- (c) CITIZENSHIP: Mr. Rosasco is a U.S. Citizen -------------------------------------------------------------- (d) TITLE OF CLASS OF SECURITIES: Common Stock -------------------------------------------------------------- (e) CUSIP NUMBER: 598251106000 -------------------------------------------------------------- ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or Dealer registered under Section 15 of the Exchange Act; (b) [ ] Bank as defined in Section 3(a)(6) of the Exchange Act; (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Exchange Act, (d) [ ] Investment Company registered under Section 8 of the Investment Company Act, (e) [ ] Investment Adviser in accordance with Rule 13(d)-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). If this Statement is filed pursuant to Rule 13d-1(c), check this box. [ ] 13-G PAGE 4 OF 5 PAGES ITEM 4. OWNERSHIP. (a) Amount beneficially owned: 1,002,450 -------------------------------------, (b) Percent of class: 9.2% ----------------------------------------------, (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 834,450 -----------------, (ii) Shared power to vote or to direct the vote 168,000 --------------, (iii) Sole power to dispose or to direct the disposition of 834,450 -------------------------------------------------------, (iv) Shared power to dispose or to direct the disposition of 168,000 ------------------------------------------------------- ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. N/A ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. N/A ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. N/A ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. N/A ITEM 9. NOTICE OF DISSOLUTION OF GROUP. N/A ITEM 10. CERTIFICATION. N/A SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 14, 2000 ---------------------------------- (Date) /s/ LeRoy Rosasco ---------------------------------- (Signature) LeRoy Rosasco, Director ---------------------------------- (Name/Title) -----END PRIVACY-ENHANCED MESSAGE-----